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Results for SEC, FTX

3 stories, newest first

Sep 3, 2024 — FTX, Galois

Galois Capital has settled charges with the SEC over allegations that it violated the Investment Advisors Act by storing assets on FTX.

Prager Metis, which took care of the books for FTX has had a complaint filed against it for failing to follow rules for public accountants.

Jun 19, 2023 — Binance, Crypto

While the civil charges brought by the SEC against Binance and FTX are unique to each business, there are still some striking similarities.