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Results for Spotlight, FTX, SEC

2 stories, newest first

Sep 3, 2024 — FTX, Galois

Galois Capital has settled charges with the SEC over allegations that it violated the Investment Advisors Act by storing assets on FTX.

Prager Metis, which took care of the books for FTX has had a complaint filed against it for failing to follow rules for public accountants.